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Understanding EUA Futures Contracts (EU ETS)

Updated: Jan 29

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European Union Allowances (EUA) Futures Contracts play a pivotal role in shaping the carbon emissions trading space. This blog post delves into the comprehensive details of EUA Futures, exploring the contract's description, market specifications, and intricacies that make it a key instrument for market participants, given the recent inclusion of marine shipping within the EU Emission Trading Scheme (EU ETS).


Ship in port

EUA Futures Contracts are deliverable contracts obliging each Clearing Member with an open position at the cessation of trading for a contract month to make or take delivery of EUAs or EUAAs to or from a Trading Account within the EUA Delivery Period. Notably, marine shipping has recently become part of the EU ETS, requiring shipping companies to either lower their emissions or acquire EUAs for their emissions. An EUA, defined as an Allowance within the meaning of Article 3 of Directive 2003/87/EC, serves a dual purpose within this contract – acting as both an EUA and an EUAA.


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Market Specifications:

  • Trading Screen Product Name: EUA Futures

  • Trading Screen Hub Name: EUA

  • Contract Symbol: C

  • Contract Series: Up to 7 December, up to 9 quarterly, 3 August, and 2 monthly contracts, with no listings beyond December 2030.

  • Expiration Date: Trading ceases at the close of business on the last Monday of the contract month, adjusted in case of UK Bank Holidays.

  • Contract Security: ICE Clear Europe acts as the central counterparty, ensuring financial performance up to and including delivery, exercise, and/or settlement.

  • Trading Hours: Open from 08:00 to 18:00 (CET), Monday – Friday, with continuous trading throughout.

  • Trading Methods: Electronic futures, Exchange for Swap (EFS), and Block Trades are available for this contract.

  • Unit of Trading: Allowance(s)

  • Contract: An EUA Futures contract for trading and delivering Allowances within the meaning of Directive 2003/87/EC.

Contract Details:


Contract review

Contract Size: One lot of 1000 EUAs, with each EUA representing an Allowance—an entitlement to emit one tonne of carbon dioxide equivalent gas.

  • Minimum Trading Size: 1 lot

  • Minimum Block Order: 50 lots

  • Quotation: The contract price is in Euros and Euro cents per metric tonne.

  • Minimum Price Fluctuation: €0.01 per tonne (i.e., €10.00 per lot).

  • Maximum Price Fluctuation: No limits.

  • Tick Value: €0.01 per tonne (i.e., €10.00 per lot).

Settlement and Delivery:

  • Settlement Price: Fixed each Business Day at approximately 17:15 hours (CET).

  • Initial Margin: Calculated on all open contracts, serving as a deposit to cover potential costs in closing out a position in default.

  • Daily Margin: Contracts are marked-to-market daily, with Variation Margin being called for as appropriate.

  • Exchange Delivery Settlement Price: Determined by ICE Endex at the end of the closing period on the last day of trading for the relevant delivery month.

EUA Delivery:

  • EUA Delivery Delay: Occurs under specific conditions and ceases to exist when an EUA Delivery Failure becomes applicable.

  • EUA Delivery Failure: Takes place when sellers or buyers fail to meet the specified delivery timelines.


Market Dynamics:

  • Markers: TAS (Trade at Settlement)

  • MIC Code: NDEX

  • Clearing Venues: ICEU


Having explored the intricate details of European Union Allowances (EUAs) Futures Contracts, we now turn our attention to the dynamic realm of EUA Futures Options Contracts. Building upon the foundation laid by EUA Futures, these options contracts offer market participants a flexible tool for managing carbon emissions exposure within the European Union Emission Trading Scheme (EU ETS). Let's delve into the specifics of EUA Futures Options, understanding their unique features, market specifications, and the strategic advantages they provide in navigating the complexities of the carbon market.



Trading Analyst

European Union Allowances (EUAs) Futures Options Contracts


The European Union Allowances (EUAs) Futures Options Contract is a vital component of the carbon market, providing market participants with a flexible tool to manage their carbon emissions exposure. In this blog post, we will delve into the key aspects of EUA Futures Options, shedding light on the contract's description, market specifications, and trading intricacies.


Trading Analyst

The EUA Futures Options Contract is structured as an option on the EUA Futures Contract, with a European-style exercise procedure. This means that In-The-Money options automatically exercise at expiry, while At-The-Money and Out-of-The-Money options expire worthless. It is essential to note that market participants cannot manually abandon or exercise an option, providing a standardized approach to contract execution.


Market Specifications:

Analyst
  • Trading Screen Product Name: EUA Futures Trading Screen Hub Name: EUA (Futures-style)

  • Contract Symbol: EFO

  • Contract Series: Up to 7 December, 6 quarterly contracts, and up to 2 August contracts, with a listing limitation beyond December 2030. The underlying contract is the December Future of the relevant year.

  • Expiration Date: Trading ceases approximately three UK business days before the expiry of the corresponding March, June, August, September, or December contract month of the EUA Futures Contract.

  • Contract Security: ICE Clear Europe acts as the central counterparty, guaranteeing financial performance up to and including delivery, exercise, and/or settlement.

  • Trading Hours: Open from 08:00 to 18:00 (CET), Monday - Friday, with continuous trading throughout.

  • Trading Methods: Electronic futures, Exchange for Swap (EFS), and Block Trades are available for this contract.

  • Unit of Trading: One EUA Futures Options Contract.

  • Contract Size: One lot of 1000 EUAs, with each EUA representing an Allowance—an entitlement to emit one tonne of carbon dioxide equivalent gas during the relevant period.

  • Minimum Trading Size: 1 lot

  • Minimum Block Order: 25 lots

  • Quotation: Contract price in Euros and Euro cents per EUA.

  • Strike Price Intervals: Minimum of 5 strike prices in increments of €0.50 above and below the at-the-money Strike Price, adjusted according to futures price movements.

  • Minimum Price Fluctuation: €0.005 per tonne (i.e., €5.00 per lot).

  • Maximum Price Fluctuation: No limits.

  • Tick Value: €0.005 per tonne (i.e., €5.00 per lot).

  • Option Style: European Option Premium: Futures Style

  • Exercise Procedure: EUA Futures Options automatically exercise into EUA Futures contracts at expiry. At-The-Money and Out-of-The-Money options expire worthless.

MIC Code: NDEX

NDEX Clearing Venues: ICEU


The contract's European-style exercise, trading specifications, and standardized procedures provide transparency and clarity, contributing to the effective management of carbon emissions exposure in the European Union.






Understanding EUAs

In summary, EUA Futures Contracts offer a structured and regulated framework for trading and delivering carbon allowances. Understanding the nuances of this deliverable contract is crucial for market participants, allowing them to navigate the complexities of the carbon market efficiently. Differentiating EUA Futures from EUA Futures Options lies in the nature of the contracts—Futures involve physical delivery obligations, while Futures Options provide the flexibility of optionality without the obligation of physical delivery. Both instruments contribute to the robust and dynamic ecosystem of carbon emissions trading in the European Union.


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